Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].
Material type:![Text](/opac-tmpl/lib/famfamfam/BK.png)
- 346.73/0922 22
- KF1070 .I58 2008
Item type | Current library | Call number | Status | Date due | Barcode | |
---|---|---|---|---|---|---|
Ebook | TUS: Midlands, Main Library Athlone Online | eBook (Browse shelf(Opens below)) | Available |
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Includes bibliographical references (p. 199-204).
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
Electronic reproduction. Ann Arbor, MI : ProQuest, 2015. Available via World Wide Web. Access may be limited to ProQuest affiliated libraries.